Compliance Officer – LA Business College

Occupational Certificate

Compliance Officer

Admission Requirements

A minimum NQF level 4 qualification with relevant experince within the compliance functions

CURRICULUM STRUCTURE

Knowledge Modules: 242207000

KM-01: Enterprise Risk Management (Compliance Officer)
KM-02: Compliance Principles
KM-03: Compliance Practice
KM-04: Change management (Compliance Officer)
KM-05: Project Management (Compliance Officer)
KM-06: Generic Management Principles (Compliance Officer)

Total credits: 60

Practical Modules: 242207000

PM-01 Design and implement Compliance Risk Management Frameworks
PM-01 Define, maintain and advise on the regulatory universe.
PM-01 Develop, facilitate compilation of and review compliance risk management plans.
PM-01 Conduct compliance monitoring
PM-01 Compile and submit internal and external compliance reports
PM-01 Interact with industry regulators, supervisors and stakeholders NQF level 6 (3 credits)

Total credits: 60

Work experience Modules: 242207000

WM-01 Compliance risk management design and implementation processes
WM-02 Regulatory universe definition and maintenance processes
WM-03 Compliance Risk Management Plan development processes
WM-04 Compliance monitoring processes Level 6, 24 credits242207000-WM-01 Compliance
risk management design and implementation processes
WM-05 Compliance reporting processes
WM-06 Industry regulator, supervisor and stakeholder interactions

Total credits: 120

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Overview

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Duration

24 months

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Credits

240

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Qualification Code

91671

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NQF Level

Level 6

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Mode of Delivery

Contact Classes

EXIT LEVEL OUTCOMES

Qualified students will be able to conduct Enterprise-wide Risk Management, apply compliance principles, commit to the compliance practices, design and implement various compliance plans and strategies, conduct compliance monitoring, and interact with various industry role-players.
This occupational qualification will form the apex of the compliance functionary learning path, and will allow access to the Integrated External Summative Assessment (EISA) with the Compliance Institute of South Africa (CISA)